AU Loan Documentation Compliance Officer  

As part of the team, you will monitor & oversee Credit Representative compliance with Licensee & Regulatory Obligations and the company’s policies and procedures.

• Auditing of loan files for credit representatives own license members, personal loans, Home Loans, Securities and Business
• Making recommendations and implementing procedures as required to continually improve the audit and Compliance Services provided to its members.
• Engage with key stakeholders across the business in a consultative capacity as required.
• Coaching and training employees and brokers in compliance matters
• Participate in the development of training and broker materials
• Respond to broker and Sales team compliance queries.
• Regular compliance reporting on completed audits and audit trends.
• Special projects relating to the role as required.

• ​Loan Processing and Mortgage Processing experience
• Finance brokerage/banking preferred back ground
• Financial Planning background will be considered
• Compliance, Risk Management and Audit experience in a lending environment
• Competent in the use of Microsoft Word, Excel and Outlook
• Appropriate people, communication and training skills
• Organisational, time management and prioritising skills imperative

Personal Skills

• Solid communication skills
• Work well with all levels of contacts/stakeholders
• “Can do attitude” / Self Starter
• Attention to detail
• Ability to document procedures
• Ability to multi-task and work under pressure in peak periods
• Display initiative and common sense
• Open-minded with a flexible attitude to duties
• Ability to work unsupervised / autonomously