APAC Senior Compliance Testing Officer - KYC/AML  

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in Investment Banking, Financial Services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. APAC Compliance Testing is a part of Compliance Practices, which is responsible for defining the Compliance Framework of the firm.

The position sits within the APAC Compliance Testing Team which is responsible for evaluating the adequacy and effectiveness of critical compliance control processes. This position will be responsible for execution of Monitoring and Testing programs across all lines of business. The Monitoring and Testing reviews may be international in scope. The successful candidate must have the ability to prioritize / manage time, and to quickly learn about assigned topics.

Responsibilities:

• Timely execution of the APAC Compliance Monitoring and Testing Program in line with the firm’s expectation
• Co-ordination with line of business and Country Compliance Managers
• Management of open issues arising from testing and ensuring associated action plans are addressed and issues are validated in line with the firm’s expectations
• Working closely with Internal Audit and Corporate Compliance to ensure the effectiveness of the Compliance Monitoring and Testing program
• Involvement in departmental projects particularly in relation to the development of the Annual Compliance Monitoring and Testing Plan
• Work with global testing partners to support global monitoring and testing assignments as directed
• Supporting the documentation and reporting of activities.

JPMorgan Chase is an Equal Opportunity and Affirmative Action Employer, M/F/Disability/Veteran

• Approximately 4-5 years of relevant Compliance experience or other related experience such as risk management, audit, or similar control-related experience.
• Relevant industry qualification and/or University Degree is preferred.
• Experience in AML, KYC OR Global Financial Crime and Compliance
• Demonstrate an ability to interpret financial regulations and regulatory requirements and assess operational Compliance with those requirements.
• Knowledge of regulatory requirements and standards applicable to the APAC region and to a global financial services firm.
• Have excellent written skills and be able to construct and deliver Compliance Testing Reports to senior management.
• Be comfortable interacting with, and presenting to, senior business management and control functions.
• Be a team player, able to work with other team members across Compliance.
• Have good organizational skills with an ability to manage, prioritize work under pressure and meet tight deadlines.