Compliance Officer  


  • Makati, Philippines
    Makati, Metro Manila, Philippines
    Metro Manila
  • Full timeFULL_TIME

Recruiter was hiring a day ago

Job closed.

Job Description

The Compliance Officer is responsible for overseeing and implementing compliance systems while Investa meets its business goals.

Key Responsibilities

  • Implement and manage an effective legal compliance program
  • Manage the company’s AML program by establishing and/or maintaining existing AML procedures and frameworks to mitigate operational, compliance, and reputational risks
  • Responsible for the internal control supervision of other employees, agents, salesmen, officers, directors, clerks and stockholders of the investment arms of Investagrams, Inc. (Stock Broker, Mutual Fund Distributor, and future investment-related companies) in compliance with the rules and regulations of the SEC, BSP, AMLA, and the PSE.
  • Develop procedures and monitor on a daily basis compliance with AMLA and diligently observe reporting procedures such as filing of STRs and CTRs
  • Create and manage effective action plans in response to audit discoveries and compliance violations, and ensure sufficient awareness of all relevant employees about the company’s AML strategies
  • Diligently and effectively comply with all the reportorial requirements of the regulators such as the PSE, SEC, BSP and AMLC.

Minimum Qualifications

  • Bachelor’s degree in law, finance, business management, or any related field
  • 3 – 5 years’ proven experience in a compliance officer role
  • Must be licensed by the SEC as an AP/CO
  • Knowledge of legal requirements and controls (e.g. Anti-Money Laundering, or AML)
  • Excellent oral and written communication skills.
  • Highly-analytical with strong attention to detail.
  • Exposure to banking or financing services is an advantage.

Perks and Benefits

  • FlexitimeFlexitime
  • Medical / Health InsuranceMedical / Health Insurance
  • Paid Sick LeavePaid Sick Leave
  • Stock OptionsStock Options
  • Performance BonusPerformance Bonus
  • Paid Bereavement/Family LeavePaid Bereavement/Family Leave
  • Paid HolidaysPaid Holidays
  • Paid Vacation LeavePaid Vacation Leave
  • Maternity & Paternity LeaveMaternity & Paternity Leave

Jobs Summary

Job Level
Associate / Supervisor
Job Category
Administration and Coordination
Educational Requirement
Bachelor's degree graduate
Recruiter response to application
Office Address
Makati, Metro Manila, Philippines
1 opening

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About Investa

Investa is the fastest growing social-financial platform that provides educational tools to empower Filipinos in their stock market journey. We aim to help investors of all levels, whether beginner or pro, through our platform. WHY JOIN US? ✅ WFH and even if things go normal we will implement only 1 to 2 days in the office. We focus on output not hours ✅ Stock market mentoring and guidance. We constantly share our ideas and strategies with our team. We help each other become better ✅ Potential performance-based stock options Sounds like an interesting expedition? Join us and let's work together to change the investment & trading landscape here in the Philippines and abroad.

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