Legal and Compliance Officer
COL Financial Group, Inc.
- Pasig, Philippines2401-B East Tower, Philippine Stock Exchange Center, Exchange rd, Ortigas, Pasig, Metro Manila, PhilippinesPasigMetro ManilaPhilippinesPhilippines
- Full timeFULL_TIME
Expired 3 years ago
2021-04-29T16:00:00+00:00Job closed.
Job Description
Legal Function:
- Understand, draft. and review contracts and other legal documentation
- Handle the corporate secretarial matters of the COL group
- Monitor legal developments and provides recommendations to mitigate legal risks
- Assist in the formulation and implementation of the legal strategy of the COL group and the companies in that group
- Respond to correspondences from regulators
- Handle cases before the CMIC and other regulators
Compliance Function:
- Monitor and ensure compliance with applicable laws. and rules and regulations of regulatory agencies, including all disclosure requirements of the COL group with the various regulators
- Liaise with internal and external stakeholders on different compliance concerns
- Will be required to take the Associate Person exam
Others: Act as notary
Minimum Qualifications
- Bachelors of Law (LLB) or Juris Doctor (JD) from a reputable law school; bar passer
- Preferably 1-2 years working experience in a law firm
- With understanding of corporate law/ compliance regime in the securities industry
- Good attention to detail; With integrity; no material disciplinary history
- Can make decisions in line with legal requirements and Company core values and interests
- Excellent oral and written communication skills
Perks and Benefits
Retirement Benefit Plans
Special Leave Benefits for Women
Single Parent Leave
Paid Holidays
Medical / Health Insurance
Paid Sick Leave
Performance Bonus
Paid Bereavement/Family Leave
Life Insurance
Paid Vacation Leave
Maternity & Paternity Leave
Required Skills
- Law and Government
- Legal Writing
Jobs Summary
- Job Level
- Mid-Senior Level / Manager
- Job Category
- Legal
- Educational Requirement
- Master's degree graduate
- Recruiter response to application
- Sometimes
- Office Address
- 2401-B East Tower, Philippine Stock Exchange Center, Exchange rd, Ortigas
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About COL Financial Group, Inc.
COL is the country's most trusted wealth-building partner, helping nearly 400,000 Filipinos invest in stocks and mutual funds.
For over 20 years now, COL has been committed to empower Filipinos to build their wealth and achieve financial independence, by providing them the tools and guidance they need to make smarter investing decisions.