Compliance Officer

SM Retail, Inc. - Corporate

  • Pasay, Philippines
    Building F Jose W Diokno Boulevard Mall of Asia Complex, Pasay, Metro Manila, Philippines
    Metro Manila
  • Full time
Posted a month ago and deadline of application is on 21 Mar
Recruiter was hiring 9 hours ago

Compliance Officer

SM Retail, Inc. - Corporate

Job Description

About the role:

Reporting directly to the Senior Compliance Manager, the Compliance Officer is responsible for ensuring that the business entities comprising of The SM Stores and SM Markets are complying with related laws and regulations of relevant government and monitoring agencies.


  • Responsible for generating reports as mandated by the Bangko Sentral ng Pilipinas – ISD1.
  • Secure seats on AMLA and AMLC Seminar scheduled by BSP.
  • Ensure attendance of officers and employees in AMLA Seminar including refresher trainings.
  • and ensure the attendance of officers and employees.
  • Monitor implementation of Know-Your-Customer (KYC) Process in the branches.
  • Ensure that the documents are recorded and retained in the branches.
  • Assists with regulatory and audit requests.
  • Conduct monitoring of AML required reports.
  • Support management’s decision, requirements and expectations.
  • Perform other related functions that may be assigned from time to time

Minimum Qualifications

Key Qualifications:

  • Knowledgeable in Anti-Money Laundering laws, rules and regulations
  • Must have strong experience in banking industry
  • Excellent time management skills
  • Strong analytical and problem-solving skills, and excellent attention to detail.
  • Team player adaptable to fast-paced and changing environment and eager to learn.
  • Strong interpersonal and communication skills which permit the individual to effectively communicate within the group and externally

Education and Experience

  • Graduate of any Four (4) year Business course
  • At least 2 years’ experience in similar capacity

Perks and Benefits

  • Paid Holidays Paid Holidays
  • Paid Vacation Leave Paid Vacation Leave
  • Paid Sick Leave Paid Sick Leave
  • Life Insurance Life Insurance
  • Medical / Health Insurance Medical / Health Insurance
  • Employee Discounts Employee Discounts

Required Skills

  • Relationship Management
  • Auditing and Compliance
  • Attention to Detail
  • Critical Thinking

Jobs Summary

Job level
Associate / Supervisor
Job category
Accounting and Finance
Educational requirement
Bachelor's degree graduate
Recruiter response to application
Office Address
Building F Jose W Diokno Boulevard Mall of Asia Complex, Pasay, Metro Manila, Philippines
Retail Industry
1 opening

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About SM Retail, Inc. - Corporate

SM Retail, Inc. operates the Philippines’ largest chain of retail stores for local and international brands. It is a subsidiary of SM Investments Corporation which carries a diversified business portfolio covering real estate development, banking, finance and investments. SM’s deeply-rooted retail market presence in the Philippines started when its founder, Henry Sy, Sr., opened the first ShoeMart Store in 1958 in downtown Manila; offering a wide variety of shoes sourced locally and overseas. His innovative approach to customer service helped build a highly recognized brand which, in turn, enabled ShoeMart to grow and evolve into a full service department store; leading to the evolution of its name into the iconic brandname ”SM.” Today, SM Retail, Inc. is a significant player in home furnishings, fashion and food retail. It manages The SM Store (formerly known as SM Department Store, which has over 60 stores strategically located in key cities throughout the country and carries a wide range of apparel, accessories, houseware, general merchandise and lifestyle products), SM Markets and Specialty Retail businesses which include several prestigious local and global retail brands. SM Retail, Inc. has ownership over SM Supermarket, SM Hypermarket, Savemore, Walter Mart Supermarket and Alfamart, collectively known as SM Markets. It currently has over 830 stores in food retail. SM Retail, Inc. operates leading local and global retail chains including SM Appliance, Ace Hardware, Toy Kingdom, Baby Company, Our Home, Crate & Barrel, Forever 21, Miniso, Homeworld, Watsons, Kultura, Sports Central, Pet Express, Body Shop, Uniqlo, Bata and other specialty stores. With more than 1,300 outlets, the specialty retailing business covers food, household appliances, DIY, furniture, apparel, footwear, pharmaceuticals/cosmetics, fashion and lifestyle.
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