Risk and Compliance Associate  

Role Summary

The Risk & Compliance Associate is responsible for assisting the Risk Management & Compliance Officer in ensuring ATRAM’s compliance to regulatory requirements, rules and regulations, as well as adherence to company policies.

Main Duties and Responsibilities:

• Collate Self-Assessment Declarations, information on Key Risk Indicators covering all business units; and obtain corrective actions as needed
• Collect, monitor and follow-up (as needed) submission of required periodic compliance documents from all employees
• Perform regulatory compliance testing on various processes covering all business units, and report results of compliance testing on a monthly basis. Monitor resolutions on exceptions noted from the compliance testing performed by closely coordinating with concerned business units.
• Maintain a registry of applicable issuances from relevant regulatory agencies (e.g., BSP, AMLC, SEC, BIR)
• Assist in the preparation of reports and necessary materials to be used for presentation to senior management and board
• Assist in responding to requests and inquiries from counterparties pertaining to KYC information and documentation, including performance of AML and due diligence exercises.
• Assist in the review and updating of various manuals to incorporate changes in regulatory requirements, internal policies, processes and procedures.
• Perform administrative tasks that may be assigned from time to time

• Bachelor’s Degree
• Preferably with 2-5 years relevant work experience
• Knowledgeable in Microsoft Office Suite
• Familiarity in preparing presentation decks and training instrument materials
• Good analytical, interpersonal, organizational, oral and written communication skills
• Finance background is preferred.