Equity Sales/ Trader  

MAIN RESPONSIBILITIES:

To generate revenues for the company by soliciting clients and servicing their trading requirements of stocks.

To adhere to the regulations governed under the Securities Regulation Code (SRC), Securities and Exchange Commission (SEC), and Philippines Stock Exchange (PSE) at all times.

JOB RESPONSIBLITIES:

• Solicits clients to open equities trading accounts with the company;
• Coordinates the proper filling up of Customer Account Information Forms and submits the necessary accompanying documents;
• Receives, executes and confirms all client orders and instructions;
• Fills up and time stamps the necessary order slip as requirement in receiving orders;
• Coordinates with settlements, accounting, research any client requests or instructions and vice-versa’
• Addresses clients concerns and complaints;
• Updates clients with their positions and follows up to operations their monthly ledgers;
• Gives research materials to clients;
• Updated with corporate and stock market matters in order to provide prudent, sensible and timely advise to clients;
• Maintains good relations and networks with other brokers;
• Attends stockholders meetings and company briefings, and present to clients, if necessary, regarding the importance of investing in the stockmarket.
• Other tasks that maybe assigned from to time that will support organizational goals and objectives.

• ​​​​​​Minimum of one year experience as Stock trader.
• Required to pass SEC Salesman License.
• Required to pass PSE PAM Certification.
• Good communication and presentation skills;
• Excellent problem-solving skills.
• Analytical
• Good communication skills ( verbal and written skills)